Attack Surface Management for Financial Services: Client Portals, APIs, and Trading Platforms
A mid-size wealth manager or investment firm may have more external-facing technology than it realises: a client portal, a financial planning tool with an API, a trading platform, connections to custodians and data providers, a regulatory reporting gateway, and whatever legacy applications were migrated to cloud during the pandemic. Each of these is visible to attackers and potentially exploitable. Attack surface management is the discipline of knowing everything that is externally visible, finding vulnerabilities before attackers do, and maintaining a continuous view as the surface changes. For financial firms, it is also the foundation of FCA PS21/3 important business service mapping.
The average financial services firm has 40% more external-facing assets than its IT team believes — shadow IT and cloud sprawl are the primary causes.
The External Attack Surface of a Typical Financial Firm
Hadrian's discovery process typically identifies assets financial firms did not know they had. The common categories of external exposure:
- Client portals: Web-based client reporting, valuations, and document sharing — often built on third-party platforms with their own vulnerability histories
- API gateways: Open Banking APIs, data provider integrations, custodian connections — each with their own authentication and vulnerability profile
- Trading and order management systems: External-facing components of platforms that connect to exchanges and counterparties
- Regulatory reporting infrastructure: CAIS, FCA reporting gateways, HMRC integrations — sensitive and often poorly monitored
- Legacy applications: Systems migrated to cloud or internet-connected during rapid digitalisation — often without security review
- Subdomains and forgotten infrastructure: Old marketing sites, test environments, development instances — left accessible and unpatched
How Attack Surface Management Supports PS21/3 Compliance
FCA PS21/3 requires firms to map the technology that delivers their important business services. You cannot set an impact tolerance for client portfolio access if you do not know every system and connection involved in delivering it. Hadrian's continuous discovery provides the technology map that PS21/3 mapping requires — and because it runs continuously, it captures new assets and connections as they are created, not just at the annual review point.
Finding Vulnerabilities Before Attackers Do
Hadrian goes beyond asset discovery to active vulnerability identification: misconfigured cloud storage, exposed admin panels, unpatched web application components, weak SSL/TLS configurations, and API endpoints without adequate authentication. For financial firms, this intelligence directly supports the vulnerability management requirements in PCI DSS v4.0, the testing requirements in PS21/3, and the FCA's expectation that firms identify and remediate security weaknesses promptly. Hadrian provides prioritised findings with remediation guidance — not a raw list of CVEs requiring specialist interpretation.
Continuous Monitoring as a Regulatory Differentiator
Point-in-time penetration testing — the standard approach for most financial firms — provides a snapshot of the attack surface at one moment in time. Hadrian provides continuous monitoring: when a new subdomain is created, a new API endpoint deployed, or a new vulnerability disclosed for software you run, Hadrian detects it. For firms under FCA supervision, continuous monitoring demonstrates the ongoing vigilance that PS21/3 and SYSC 13 require — and provides the evidence trail that supports a defence of adequate controls if an incident occurs.
Frequently Asked Questions
Does attack surface management replace penetration testing?
No — they are complementary. Penetration testing provides deep, authenticated assessment of specific systems. Attack surface management provides continuous, unauthenticated discovery of everything externally visible. Financial firms should use attack surface management to continuously monitor their perimeter and to inform the scope and prioritisation of annual penetration tests. Hadrian identifies what needs testing; penetration testers validate whether the controls hold.
How quickly does Hadrian identify new assets when our IT team deploys something?
Hadrian's continuous scanning detects new external-facing assets typically within 24–48 hours of deployment. For financial firms where new systems are frequently deployed by business units without formal IT security review, this near-real-time detection is critical — it ensures the security team knows about new exposure before attackers discover it.
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